Publicity Guidelines

Definition:

A memorandum prepared by legal counsel that sets forth the applicable Publicity Restrictions, guidelines, and other requirements imposed on all participants in an offering. The Publicity Guidelines restrict communications of marketing or promotional information, and are intended to prevent Gun-Jumping, Writing Prospectuses, and violations of applicable securities law exemptions. Publicity Guidelines are often prepared for international offerings with a Private Placement into the United States and often serve as back-up to a No Registration Opinion.

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